SmartFunds
  • Introduction
  • Key Features of SmartFunds
  • How SmartFunds Works
  • Use Cases
  • Legal and Compliance Overview
  • Getting Started
    • SPV/Deal Manager Onboarding Guide
    • SmartSPV Investor Onboarding Guide: How to Invest in a Deal
  • SmartSPV Pricing
  • Frequently Asked Questions (FAQ)
  • Support and Resources
  • Glossary
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Legal and Compliance Overview

Integrated Compliance Stack

  1. Tokenized Issuance: Transform legacy securities into tokenized LP interests via our Delaware LLC, Reg D offering.

  2. Transfer Agent Services: Maintain regulatory-compliant ownership and transfer records.

  3. Secondary Market Trading: Facilitate compliant on-chain transactions via licensed ATS platforms.

Regulatory Alignment

  • SEC Registered Transfer Agent: Ensures compliance across all stages of the security lifecycle.

  • Broker-Dealer Partnerships: Supports seamless and secure, compliant trading.

Advantages Over Traditional Methods

  • Reduces transaction time by >10X

  • Reduces transaction costs by ~10X

  • Reduces counterparty risk

  • Simplifies execution

  • Enhances trust and transparency in private markets.

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Last updated 4 months ago

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